CATHAY GENERAL BANCORP — Director's Dealing 2020

Mar 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2020-03-09

Reporting Person: Liu Chang (President & COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-09	Common Stock	M	2899	—	Acquired	5380	Direct
2020-03-09	Common Stock	F	1147	$24.66	Disposed	4233	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-09	Restricted Stock Units	$	M	2899	Disposed		Common Stock (2899)	Direct

Footnotes

F1: The Reporting Person previously reported the award of 2,899 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units were fully vested on March 9, 2020.

F2: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.

F3: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.