CATHAY GENERAL BANCORP — Director's Dealing 2020

May 7, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2020-05-04

Reporting Person: FERNANDEZ FELIX S (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-04	Common Stock	A	3111	—	Acquired	3111	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9907	Indirect

Footnotes

F1: On April 1, 2020, 2,116 shares of common stock of Cathay General Bancorp were transferred from Felix S. Fernandez as direct ownership to the Felix and Katherine Fernandez Trust as indirect ownership, without the payment of any consideration.

F2: Grant of fully vested common stock of CATY.