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CATHAY GENERAL BANCORP — Director's Dealing 2019
Jan 3, 2019
31304_dirs_2019-01-03_ef9feef7-2353-4c2d-b8ee-99435244c667.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2019-01-02
Reporting Person: Tai Pin (CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-02 | Common Stock | M | 7294 | — | Acquired | 40984 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-02 | Restricted Stock Units | $ | M | 8443 | Disposed | Common Stock (8443) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 885.75 | Indirect |
Footnotes
F1: Includes 22.338 shares acquired through dividend reinvestment year-to-date.
F2: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015.
F3: Of the previously reported target award of 8,443 shares of performance-based restricted stock units, 80% of the target award was earned based upon the achievement of certain performance criteria.
F4: Performance-based restricted stock units vested on December 31, 2018.