CATHAY GENERAL BANCORP — Director's Dealing 2019

Feb 14, 2019

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2018-12-31

Reporting Person: TANG ANTHONY M (Director, Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-12	Common Stock	J	1576.0980	$43.52	Acquired	293078.47	Indirect
2018-06-11	Common Stock	J	1594.867	$43.245	Acquired	293078.47	Indirect
2018-09-14	Common Stock	J	1637.224	$42.36	Acquired	293078.47	Indirect
2018-12-13	Common Stock	J	2471.218	$36.455	Acquired	293078.47	Indirect
2018-03-15	Common Stock	J	544.526	$544.526	Acquired	99121.91	Indirect
2018-06-13	Common Stock	J	546.653	$42.5213	Acquired	99121.91	Indirect
2018-09-19	Common Stock	J	558.529	$42.1077	Acquired	99121.91	Indirect
2018-12-14	Common Stock	J	856.679	$35.543	Acquired	99121.91	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	300000	Indirect
Common Stock	268006	Direct

Footnotes

F1: ESOP DR earnings allocation.

F2: Dividend Reinvestment.