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CATHAY GENERAL BANCORP — Director's Dealing 2019
Feb 14, 2019
31304_dirs_2019-02-13_c6ae156f-fab0-48a2-844c-7d334886a7fd.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2018-12-31
Reporting Person: WU PETER (Director, Vice Chairman)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9619 | Direct |
| Common Stock | 634754 | Indirect |
| Common Stock | 162552 | Indirect |
Footnotes
F1: On May 3, 2018 and July 27, 2018, 1,606 shares of common stock of Cathay General Bancorp and 3,357 shares of common stock of Cathay General Bancorp respectively were transferred to the Wu Family Trust as indirect ownership, without the payment of any consideration.
F2: On May 3, 2018, 100,000 shares of common stock of Cathay General Bancorp were transferred to the Wu Family Trust as indirect ownership, without the payment of any consideration.
F3: On May 3, 2018, the Wu Family Trust received 1,606 shares of common stock of Cathay General Bancorp from Peter Wu and 100,000 shares of common stock of Cathay General Bancorp from PACJU, LLC, without the payment of any consideration. Further, on July 27, 2018, the Wu Family Trust received 3,357 shares of common stock of Cathay General Bancorp from Peter Wu, without the payment of any consideration.