CATHAY GENERAL BANCORP — Director's Dealing 2019

Mar 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2019-03-11

Reporting Person: Lee Mark Hakjoon (EVP, Chief Credit Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-11	Common Stock	M	268	—	Acquired	268	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-03-11	Restricted Stock Units	$	M	268	Disposed		Common Stock (268)	Direct

Footnotes

F1: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.

F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.

F3: The Reporting Person previously reported the award of 263 restricted stock units, based on a closing stock price as of March 9, 2018, on Form 4 filed March 13, 2018. The actual number of restricted stock units issued was 268 based on a closing stock price as of March 8, 2018. In addition, such restricted stock units actually vested in full on the date of grant, with the shares of common stock to be distributed on the first anniversary of the date of the grant or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer.