AI assistant
CATHAY GENERAL BANCORP — Director's Dealing 2019
Mar 29, 2019
31304_dirs_2019-03-29_76ae5cb6-9f70-4b19-a10d-f6f1037eb52d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2019-03-27
Reporting Person: Tai Pin (CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-27 | Common Stock | M | 1298 | — | Acquired | 51723 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-27 | Restricted Stock Units | $ | M | 1298 | Disposed | Common Stock (1298) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 893.25 | Indirect |
Footnotes
F1: Includes 7.503 shares acquired through dividend reinvestment year-to-date
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3: On March 27, 2017, the Issuer awarded 3,893 restricted stock units to the Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,298 restricted stock units vested on March 27, 2018, the second installment of 1,298 restricted stock units vested on March 27, 2019, and the last installment of 1,297 restricted stock units will vest on March 27, 2020, or earlier in the event of death, disability, retirement or change in control.