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CATHAY GENERAL BANCORP — Director's Dealing 2019
Mar 14, 2019
31304_dirs_2019-03-13_28e24660-4b02-4ce4-8dc4-c82612a14926.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2019-03-11
Reporting Person: Kim Lisa L. (EVP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-11 | Common Stock | M | 453 | — | Acquired | 7190 | Direct |
| 2019-03-11 | Common Stock | F | 157 | $36.53 | Disposed | 7033 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-11 | Restricted Stock Units | $ | M | 453 | Disposed | Common Stock (453) | Direct |
Footnotes
F1: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
F4: The Reporting Person previously reported the award of 453 shares of restricted stock units on Form 3 filed April 26, 2018. Such restricted stock units vested in full on the date of the grant, and shares of common stock distributed on the first anniversary of the date of the grant.