CATHAY GENERAL BANCORP — Director's Dealing 2019

Jun 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2019-06-10

Reporting Person: Liu Chang (EVP, Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-06-10	Common Stock	M	2688	—	Acquired	3411	Direct
2019-06-10	Common Stock	F	930	$34.77	Disposed	2481	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-06-10	Restricted Stock Units	$	M	2688	Disposed		Common Stock (2688)	Direct

Footnotes

F1: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.

F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.

F3: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.

F4: The Reporting Person previously reported the award of 2,688 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units vested in full on the date of the grant, and shares of common stock distributed on the third anniversary of the date of the grant.