CATHAY GENERAL BANCORP — Director's Dealing 2019

Nov 22, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2019-11-20

Reporting Person: WU PETER (Director, Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-20	Common Stock	G	9000	—	Disposed	384789	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	415252	Indirect
Common Stock	0	Direct

Footnotes

F1: On Apr 23, 2019 and Nov 12, 2019, 100,000 shares and 119,502 shares of common stock of Cathay General Bancorp respectively, were transferred to the Wu Family Trust as indirect ownership, without the payment of any consideration.

F2: On May 20, 2019, 11,735 shares of common stock of Cathay General Bancorp were transferred to the Wu Family Trust as indirect ownership, without the payment of any consideration.