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CATHAY GENERAL BANCORP — Director's Dealing 2018
Jan 23, 2018
31304_dirs_2018-01-22_38f0e5ed-4a03-4e4f-9e4b-a36752bf0dc7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2018-01-19
Reporting Person: POON JOSEPH C H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-19 | Common Stock | M | 3500 | $23.37 | Acquired | 11685 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-19 | Stock Option | $23.37 | M | 3500 | Disposed | 2018-02-21 | Common Stock (3500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 46440 | Indirect |
Footnotes
F1: The option is fully exercisable.
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