CATHAY GENERAL BANCORP — Director's Dealing 2018

Feb 2, 2018

SEC Form 4/A — Form 4/A

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2018-01-22

Reporting Person: LIU TING Y (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-01-22	Common Stock	M	3500	$23.37	Acquired	20449	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-01-22	Stock Option	$23.37	M	3500	Disposed	2018-02-21	Common Stock (3500)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	353664	Indirect

Footnotes

F1: The option is fully exercisable.

F2: The purpose of this amendment to the Form 4 filed by the Reporting Person on January 23, 2018 is to disclose the purchase price for the shares of the Issuer's common stock acquired by the Reporting Person as a result of the Reporting Person's exercise of stock options on January 22, 2018. Although the exercise price (which is equal to the purchase price) was disclosed in the original filing, the purchase price was inadvertently omitted. Price of the shares acquired should be $23.37.