CATHAY GENERAL BANCORP — Director's Dealing 2018

Feb 2, 2018

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2017-12-31

Reporting Person: TANG ANTHONY M (Director, Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-03-14	Common Stock	J	507.171	$39.044	Acquired	96615.52	Indirect
2017-03-10	Common Stock	J	1523.745	$38.52	Acquired	585799.06	Indirect
2017-06-12	Common Stock	J	1507.591	$39.145	Acquired	585799.06	Indirect
2017-09-11	Common Stock	J	1672.891	$35.4663	Acquired	585799.06	Indirect
2017-12-11	Common Stock	J	1596.457	$42.725	Acquired	585799.06	Indirect
2017-06-15	Common Stock	J	515.855	$38.588	Acquired	96615.52	Indirect
2017-09-15	Common Stock	J	549.048	$36.4816	Acquired	96615.52	Indirect
2017-12-15	Common Stock	J	540.239	$42.6611	Acquired	96615.52	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	301400	Direct

Footnotes

F1: ESOP DR earnings allocation.

F2: Dividend Reinvestment.