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CATHAY GENERAL BANCORP Director's Dealing 2018

Feb 21, 2018

31304_dirs_2018-02-20_bb550d36-8028-47f1-b041-a49c51476cfa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2018-02-15

Reporting Person: CHAN KELLY L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-15 Common Stock M 3500 $23.37 Acquired 92280 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-15 Stock Option $23.37 M 3500 Disposed 2018-02-21 Common Stock (3500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10557 Indirect
Common Stock 64473 Indirect
Common Stock 30096 Indirect
Common Stock 200000 Indirect

Footnotes

F1: The option is fully exercisable.