CATHAY GENERAL BANCORP — Director's Dealing 2018

Mar 13, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2018-03-09

Reporting Person: CHEN HENG W (EVP/CFO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-09	Restricted Stock Units	$	A	964	Acquired		Common Stock (964)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	99018	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting.

F2: On March 9, 2018, the Issuer granted to the Reporting Person 964 restricted stock units that will vest, in full, on March 9, 2019, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer.