CATHAY GENERAL BANCORP — Director's Dealing 2018

Dec 26, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2018-12-20

Reporting Person: CHAN KELLY L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-21	Common Stock	J	200000	—	Disposed	0	Indirect
2018-12-20	Common Stock	J	19578	—	Acquired	33368	Indirect
2018-12-21	Common Stock	J	25000	—	Acquired	58368	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10557	Indirect
Common Stock	69579	Indirect
Common Stock	30596	Indirect
Common Stock	86830	Direct

Footnotes

F1: On December 20, 2018, the Daryl Michael Chan Living Trust received a distribution of 19,578 shares of common stock of Cathay General Bancorp, without the payment of any consideration, from another trust as a beneficiary of that trust.

F2: On December 21, 2018, 200,000 shares of common stock of Cathay General Bancorp were distributed by the WHFC Granchildren's Sprinkling Trust, for no consideration, to its beneficiaries and the trust was terminated.

F3: On December 21, 2018, the Daryl Michael Chan Living Trust received a distribution of 25,000 shares of common stock of Cathay General Bancorp, without the payment of any consideration, from the WHFC Grandchildren's Sprinkling Trust as a beneficiary of that trust.