CATHAY GENERAL BANCORP — Director's Dealing 2017

Feb 2, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2017-01-30

Reporting Person: WU PETER (Director, Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-01-30	Common Stock	S	10000	$36.2615	Disposed	812799	Indirect
2017-01-30	Common Stock	S	10000	$36.2804	Disposed	802799	Indirect
2017-01-31	Common Stock	S	10000	$36.2221	Disposed	792799	Indirect
2017-02-01	Common Stock	S	20000	$36.4167	Disposed	772799	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	12976	Direct
Common Stock	30194	Indirect

Footnotes

F1: a Delaware limited liability company of which the Wu Family Trust serves as Manager and hold a 51.5% interest, with the reporting person and his spouse each holding a 5% ownership interest in PACJU in their own names. The balance of the interests in PACJU will be held by the reporting person's adult children, none of whom shares a household with the reporting person. The reporting person disclaims beneficial ownership of CATY Stock held by PACJU except the extent of his pecuniary interest therein.