CATHAY GENERAL BANCORP — Director's Dealing 2017

Feb 9, 2017

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2016-12-31

Reporting Person: WONG IRWIN (SEVP, Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-03-11	Common Stock	J	34.5010	$28.465	Acquired	29794.89	Direct
2016-06-13	Common Stock	J	33.547	$29.46	Acquired	29794.89	Direct
2016-09-12	Common Stock	J	31.916	$31.155	Acquired	29794.89	Direct
2016-12-12	Common Stock	J	30.981	$37.66	Acquired	29794.89	Direct
2016-12-31	Common Stock	J	423.42	$38.03	Acquired	17818.78	Indirect

Footnotes

F1: Dividend Reinvestment.

F2: ESOP DR earnings allocation.