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CATHAY GENERAL BANCORP Director's Dealing 2017

Feb 15, 2017

31304_dirs_2017-02-14_07333b54-5e67-4679-8989-ebfb662067a9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2017-02-10

Reporting Person: TANG ANTHONY M (Director, Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-10 Common Stock S 10000 $38.25 Disposed 340000 Direct
2017-02-13 Common Stock S 25000 $38.6317 Disposed 315000 Direct
2017-02-14 Common Stock S 15000 $38.89680 Disposed 300000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 279498.38 Indirect
Common Stock 94503.21 Indirect
Common Stock 350000 Indirect

Footnotes

F1: Shares sold as filed under Form 144 on November 22, 2016.