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CATHAY GENERAL BANCORP Director's Dealing 2017

Feb 18, 2017

31304_dirs_2017-02-17_8e5caaf0-320f-4336-9f39-d42325860fbd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2017-02-16

Reporting Person: LIU TING Y (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-16 Common Stock S 13000 $39.04 Disposed 353664 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15549 Direct

Footnotes

F1: The amount of securities beneficially owned by the Reporting Person reflects the disposition of 13,000 shares on February 16, 2017 in exchange for interests in a limited partnership fund. The total outstanding also reflects the sale by the Reporting Person of 5,000 Cathay General Bancorp shares for $27.00 per share on November 26, 2013, which the Reporting Person had inadvertently failed to report previously.