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CATHAY GENERAL BANCORP Director's Dealing 2016

Feb 12, 2016

31304_dirs_2016-02-12_ffe32125-b2e5-446e-bd23-25d8ea246bb7.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2015-12-31

Reporting Person: TANG ANTHONY M (Director, Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-31 Common Stock J 1845.61 $31.33 Acquired 92251.25 Indirect
2016-03-12 Common Stock J 1079.61 $24.80040 Acquired 772947.59 Indirect
2015-06-12 Common Stock J 1272.51 $29.5761 Acquired 772947.59 Indirect
2015-09-11 Common Stock J 1264.05 $29.915 Acquired 772947.59 Indirect
2015-12-14 Common Stock J 1582.82 $30.86 Acquired 772947.59 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 380558 Direct

Footnotes

F1: ESOP DR earnings allocation.

F2: Dividend Reinvestment.