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CATHAY GENERAL BANCORP — Director's Dealing 2016
Mar 17, 2016
31304_dirs_2016-03-16_de88ea09-c146-4d43-8fb0-a975c06968c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2016-03-14
Reporting Person: WONG IRWIN (SEVP, Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-14 | Common Stock | M | 821 | — | Acquired | 30058.45 | Direct |
| 2016-03-14 | Common Stock | F | 360 | $28.47 | Disposed | 29698.45 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-14 | Restricted Stock Units | $0 | M | 821 | Disposed | Common Stock (821) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17395.36 | Indirect |
Footnotes
F1: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer
F3: Includes 34.50 shares acquired through dividend reinvestment year-to-date
F4: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F5: The reporting person previously reported the award of 821 shares of restricted stock units on Form 4 filed March 17, 2014. All of these restricted stock units vested on March 14, 2016.