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CATHAY GENERAL BANCORP — Director's Dealing 2016
Mar 17, 2016
31304_dirs_2016-03-16_b8888143-d5da-4e57-8d98-fd053f62704d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2016-03-14
Reporting Person: BINGHAM KIM R (EVP - Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-14 | Common Stock | M | 2035 | — | Acquired | 14649 | Direct |
| 2016-03-14 | Common Stock | F | 886 | $28.47 | Disposed | 13763 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-14 | Restricted Stock Unit | $0 | M | 2035 | Disposed | Common Stock (2035) | Direct |
Footnotes
F1: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer
F3: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F4: The reporting person previously reported the award of 2,035 shares of restricted stock units on Form 4 filed March 17, 2014. All of these restricted stock units vested on March 14, 2016.