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CATHAY GENERAL BANCORP Director's Dealing 2016

Nov 29, 2016

31304_dirs_2016-11-28_93d66d0e-b411-41f8-8a3f-59f41618c3c9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2016-11-23

Reporting Person: CHENG DUNSON K (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-23	Common Stock	M	50000	$23.37	Acquired	293907	Direct
2016-11-23	Common Stock	S	50000	$35.872	Disposed	243907	Direct
2016-11-25	Common Stock	M	24970	$23.37	Acquired	268877	Direct
2016-11-25	Common Stock	S	24970	$36.2093	Disposed	243907	Direct
2016-11-28	Common Stock	M	20000	$23.37	Acquired	263907	Direct
2016-11-28	Common Stock	S	20000	$35.8236	Disposed	243907	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-23	Stock Option	$23.37	M	50000	Disposed	2018-02-21	Common Stock (50000)	Direct
2016-11-25	Stock Option	$23.37	M	24970	Disposed	2018-02-21	Common Stock (24970)	Direct
2016-11-28	Stock Option	$23.37	M	20000	Disposed	2018-02-21	Common Stock (20000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	445577	Indirect
Common Stock	182452	Indirect
Common Stock	102904	Indirect

Footnotes

F1: The option is fully exercisable.