AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Sign up Log in

CATHAY GENERAL BANCORP Director's Dealing 2016

Dec 2, 2016

31304_dirs_2016-12-01_fb7b18d3-eefd-4f8e-b0c7-539aa5410999.zip

Director's Dealing

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2016-11-29

Reporting Person: CHENG DUNSON K (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-29	Common Stock	M	30000	$23.37	Acquired	273907	Direct
2016-11-29	Common Stock	S	30000	$35.3773	Disposed	243907	Direct
2016-11-30	Common Stock	M	10000	$23.37	Acquired	253907	Direct
2016-11-30	Common Stock	S	10000	$35.3242	Disposed	243907	Direct
2016-12-01	Common Stock	M	20000	$23.37	Acquired	263907	Direct
2016-12-01	Common Stock	S	20000	$35.5094	Disposed	243907	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-29	Stock Option	$23.37	M	30000	Disposed	2018-02-21	Common Stock (30000)	Direct
2016-11-30	Stock Option	$23.37	M	10000	Disposed	2018-02-21	Common Stock (10000)	Direct
2016-12-01	Stock Option	$23.37	M	20000	Disposed	2018-02-21	Common Stock (20000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	445577	Indirect
Common Stock	182452	Indirect
Common Stock	102904	Indirect

Footnotes

F1: The option is fully exercisable.