CATHAY GENERAL BANCORP — Director's Dealing 2016

Dec 30, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2016-12-29

Reporting Person: CHAN KELLY L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-29	Common Stock	G	300	—	Disposed	89680	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9800	Indirect
Common Stock	63073	Indirect
Common Stock	0	Indirect
Common Stock	30096	Indirect
Common Stock	200000	Indirect

Footnotes

F1: 1,782 shares were transferred to Living Trust on 5/12/16 as indirect ownership.

F2: The reporting person is no longer the beneficial owner of the 13,390 shares since the son had reached the age of legal majority.