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CATHAY GENERAL BANCORP — Director's Dealing 2015
Mar 5, 2015
31304_dirs_2015-03-05_f5fdc59d-6389-447b-a4d0-753f547148c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2015-03-03
Reporting Person: WU PETER (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-03 | Common Stock | S | 6500 | $26.12 | Disposed | 857799 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12976 | Direct |
| Common Stock | 26778 | Indirect |
Footnotes
F1: 18,217 shares were transferred to Wu Family Trust since the reporting person's last reporting.
F2: A Delaware limited liability company of which the Wu Family Trust serves as Manager and hold a 51.5% interest, with the reporting person and his spouse each holding a 5% ownership interest in PACJU in their own names. The balance of the interests in PACJU will be held by the reporting person's adult children, none of whom shares a household with the reporting person. The reporting person disclaims beneficial ownership of CATY Stock held by PACJU except the extent of his pecuniary interest therein.
F3: On February 18, 2015, 8,561 shares were transferred to Wu Family Trust as reporting person's indirect beneficial owning.