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CATHAY GENERAL BANCORP — Director's Dealing 2015
Mar 17, 2015
31304_dirs_2015-03-17_eb2adb8a-19f2-455c-9311-d850fb4f6a72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2015-03-16
Reporting Person: Tai Pin (EVP, CLO, Cathay Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-16 | Common Stock | M | 3981 | — | Acquired | 3981 | Direct |
| 2015-03-16 | Common Stock | F | 1560 | $27.71 | Disposed | 2421 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-16 | Restricted Stock Unit | $0 | M | 3981 | Disposed | Common Stock (3981) | Direct |
Footnotes
F1: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F4: The reporting person previously reported the award of 3,981 shares of restricted stock units on Form 3 filed May 21, 2013. All of these restricted stock units vested on March 16, 2015.