AI assistant
CATHAY GENERAL BANCORP — Director's Dealing 2015
Dec 21, 2015
31304_dirs_2015-12-21_23f50de3-197a-4a1c-bdce-fa2d1250847c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2015-12-17
Reporting Person: BINGHAM KIM R (EVP - Chief Risk Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-17 | Restricted Stock Unit | $ | A | 5068 | Acquired | Common Stock (5068) | Direct | |
| 2015-12-17 | Restricted Stock Unit | $ | A | 5403 | Acquired | Common Stock (5403) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12614 | Direct |
Footnotes
F1: Each restricted stock unit represented a contingent right to receive one share of Common Stock uppn vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
F2: These restricted stock units are scheduled to vest in a single installment on Decmeber 31, 2018, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2017 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.