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CATHAY GENERAL BANCORP — Director's Dealing 2014
Feb 10, 2014
31304_dirs_2014-02-10_30cb58b1-feea-4bca-b3f0-e3ad082bfdfb.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2013-12-18
Reporting Person: CHEN HENG W (EVP/CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-18 | Restricted Stock Units | $ | A | 14285 | Acquired | Common Stock (14285) | Direct | |
| 2013-12-18 | Restricted Stock Units | $ | A | 14734 | Acquired | Common Stock (14734) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50734 | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
F2: These restricted stock units are scheduled to vest in a single installment on December 31, 2016, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2015 or a change in control, with the number of units earned being based on the achievement of certain performance Criteria.