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CATHAY GENERAL BANCORP Director's Dealing 2014

Feb 12, 2014

31304_dirs_2014-02-11_9d349217-f18c-41cc-8cca-c22500f6ad4e.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2013-12-31

Reporting Person: TANG ANTHONY M (Director, Executive Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-31 Common Stock J 307 $22.73 Acquired Indirect
2013-03-14 Common Stock J 140.517 $18.7613 Acquired 1723152.33 Indirect
2013-06-13 Common Stock J 136.788 $19.2831 Acquired 1723152.33 Indirect
2013-09-13 Common Stock J 122.803 $21.4902 Acquired 1723152.33 Indirect
2013-12-12 Common Stock J 526.971 $25.0515 Acquired 1723152.33 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 369679 Direct

Footnotes

F1: ESOP Earning Allocation.

F2: Dividend Reinvestment.