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CATHAY GENERAL BANCORP — Director's Dealing 2014
Mar 17, 2014
31304_dirs_2014-03-17_dc813795-2257-4710-aa07-73acdbccdf9d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2014-03-13
Reporting Person: CHEN HENG W (EVP/CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-13 | Restricted Stock Units | $ | A | 861 | Acquired | Common Stock (861) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50789.88 | Direct |
Footnotes
F1: Includes 20.896 shares acquired through dividend reinvestment year-to-date.
F2: Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
F3: These restricted stock units are scheduled to vest in a single installment on March 13, 2016, or earlier in the event of death or disability.
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