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CATHAY GENERAL BANCORP — Director's Dealing 2014
May 12, 2014
31304_dirs_2014-05-12_25f1a263-4ed7-4647-bf12-96b0d83cad7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2014-05-08
Reporting Person: TANG ANTHONY M (Director, Executive Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-08 | Common Stock | M | 4819 | — | Acquired | 375867 | Direct |
| 2014-05-08 | Common Stock | F | 1914 | $23.43 | Disposed | 373953 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-08 | Restricted Stock Units | $0 | M | 4819 | Disposed | Common Stock (4819) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1723706.08 | Indirect |
| Common Stock | 89305 | Indirect |
Footnotes
F1: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3: Shares withheld by Registrant to satisfy minimum statutorywithholding requirements on vesting of restriced stock units.
F4: Includes 553.75 shares acquired through dividend reinvestment year-to-date.
F5: The reporting person previously reported the award of 4,819 shares of restricted stock units on Form 4 filed May 10, 2012. All of these restricted stock units vested on May 8, 2014.