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CATHAY GENERAL BANCORP — Director's Dealing 2014
May 12, 2014
31304_dirs_2014-05-12_680a1efd-ad67-48ca-8ae6-38d419e9b0f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2014-05-08
Reporting Person: CHENG DUNSON K (Director, Chairman, President, & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-08 | Common Stock | M | 11862 | — | Acquired | 221732 | Direct |
| 2014-05-08 | Common Stock | F | 4458 | $23.43 | Disposed | 217274 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-08 | Restricted Stock Unit | $0 | M | 11862 | Disposed | Common Stock (11862) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 445577 | Indirect |
| Common Stock | 182452 | Indirect |
| Common Stock | 102838 | Indirect |
Footnotes
F1: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3: Shares withheld by Registrant to satisfy minimum statutorywithholding requirements on vesting of restriced stock units.
F4: The reporting person previously reported the award of 11,862 shares of restricted stock units on Form 4 filed May 10, 2012. All of these restricted stock units vested on May 8, 2014.