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CATHAY GENERAL BANCORP — Director's Dealing 2014
May 12, 2014
31304_dirs_2014-05-12_9f6256c8-a61a-4a43-834b-efbaf9186561.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2014-05-08
Reporting Person: Tai Pin (EVP, CLO, Cathay Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-08 | Common Stock | M | 3084 | — | Acquired | 7855 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-08 | Restricted Stock Units | $0 | M | 3084 | Disposed | Common Stock (3084) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 789.25 | Indirect |
Footnotes
F1: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3: The reporting person previously reported the award of 3,084 shares of restricted stock units on Form 4 filed May 10, 2012. All of these restricted stock units vested on May 8, 2014.
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