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CATHAY GENERAL BANCORP — Director's Dealing 2014
May 12, 2014
31304_dirs_2014-05-12_1b941e63-ed1b-447c-99dc-bd5a4d885ba3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2014-05-08
Reporting Person: BINGHAM KIM R (EVP - Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-08 | Common Stock | M | 3451 | — | Acquired | 11934 | Direct |
| 2014-05-08 | Common Stock | F | 1278 | $23.43 | Disposed | 10656 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-08 | Restricted Stock Unit | $0 | M | 3451 | Disposed | Common Stock (3451) | Direct |
Footnotes
F1: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F4: The reporting person previously reported the award of 3,451 shares of restricted stock units on Form 4 filed May 10, 2012. All of these restricted stock units vested on May 8, 2014.