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CATHAY GENERAL BANCORP — Director's Dealing 2014
Dec 23, 2014
31304_dirs_2014-12-23_78391fc9-88a2-40f3-8f5c-01ed67e67ebf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2014-12-22
Reporting Person: CHENG DUNSON K (Director, Chairman, President, & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-22 | Common Stock | M | 30481 | — | Acquired | 247755 | Direct |
| 2014-12-22 | Common Stock | F | 3848 | $25.33 | Disposed | 243907 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-22 | Restricted Stock Unit | $ | M | 30481 | Disposed | Common Stock (30481) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 445577 | Indirect |
| Common Stock | 182452 | Indirect |
| Common Stock | 102838 | Indirect |
Footnotes
F1: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer
F3: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F4: The reporting person previously reported the award of 30,481 shares of restricted stock units on Form 4 filed December 21, 2012. All of these restricted stock units vested on December 22, 2014.