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CATHAY GENERAL BANCORP — Director's Dealing 2014
Dec 23, 2014
31304_dirs_2014-12-23_c820e5f8-0f69-41b3-b4aa-d479d38dc6e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2014-12-22
Reporting Person: TANG ANTHONY M (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-22 | Common Stock | M | 7964 | — | Acquired | 381917 | Direct |
| 2014-12-22 | Common Stock | F | 2993 | $25.33 | Disposed | 378924 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-22 | Restricted Stock Units | $ | M | 7964 | Disposed | Common Stock (7964) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1146333.73 | Indirect |
| Common Stock | 89305 | Indirect |
Footnotes
F1: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer
F3: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F4: Includes 3,193.27 shares acquired through dividend reinvestment year-to-date.
F5: The reporting person previously reported the award of 7,964 shares of restricted stock units on Form 4 filed December 21, 2012. All of these restricted stock units vested on December 22, 2014.