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CATHAY GENERAL BANCORP Director's Dealing 2014

Dec 23, 2014

31304_dirs_2014-12-23_3e876672-903c-490a-837f-dcaee271fc8e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2014-12-22

Reporting Person: BINGHAM KIM R (EVP - Chief Risk Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-22 Common Stock M 5540 Acquired 14696 Direct
2014-12-22 Common Stock F 2082 $25.33 Disposed 12614 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-12-22 Restricted Stock Unit $ M 5540 Disposed Common Stock (5540) Direct

Footnotes

F1: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II

F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer

F3: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

F4: The reporting person previously reported the ward of 5,540 shares of restricted stock units on Form 4 filed December 21, 2012. All of these restricted stock units vested on December 22, 2014