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CATHAY GENERAL BANCORP — Director's Dealing 2014
Dec 23, 2014
31304_dirs_2014-12-23_3e876672-903c-490a-837f-dcaee271fc8e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2014-12-22
Reporting Person: BINGHAM KIM R (EVP - Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-22 | Common Stock | M | 5540 | — | Acquired | 14696 | Direct |
| 2014-12-22 | Common Stock | F | 2082 | $25.33 | Disposed | 12614 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-22 | Restricted Stock Unit | $ | M | 5540 | Disposed | Common Stock (5540) | Direct |
Footnotes
F1: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II
F2: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer
F3: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F4: The reporting person previously reported the ward of 5,540 shares of restricted stock units on Form 4 filed December 21, 2012. All of these restricted stock units vested on December 22, 2014