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CATHAY GENERAL BANCORP — Director's Dealing 2014
Dec 24, 2014
31304_dirs_2014-12-24_e1611f71-56b7-41e3-9659-c55dc240c0d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2014-12-18
Reporting Person: Chow Donald Sang (EVP, Chief Credit Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-18 | Restricted Stock Units | $ | A | 5885 | Acquired | Common Stock (5885) | Direct | |
| 2014-12-18 | Restricted Stock Units | $ | A | 6173 | Acquired | Common Stock (6173) | Direct |
Footnotes
F1: Eash restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
F2: These restricted stock units are scheduled to vest in a single installment on December 31, 2017, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2016 or a change in control, with the number of units earned being based on the achievement of certain performane criteria.