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CATHAY GENERAL BANCORP Director's Dealing 2011

Feb 10, 2011

31304_dirs_2011-02-10_a3dc1c1a-c5e0-432e-8543-4b50fc92912b.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2010-12-31

Reporting Person: TANG ANTHONY M (Director, Senior EVP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-12-31 Common Stock J 334.6 $10.4285 Acquired 88520 Indirect
2010-03-10 Common Stock J 280.465 $9.3131 Acquired 262200.53 Indirect
2010-06-10 Common Stock J 249.523 $10.4792 Acquired 262200.53 Indirect
2010-09-10 Common Stock J 277.083 $9.4459 Acquired 262200.53 Indirect
2010-12-10 Common Stock J 193.579 $13.5349 Acquired 262200.53 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 350584 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $15.0475 2011-01-18 Common Stock (26360) 26360 Direct
Stock Option $16.275 2012-02-21 Common Stock (26000) 52360 Direct
Stock Option $19.925 2013-01-16 Common Stock (47500) 99860 Direct
Stock Option $24.80 2013-11-20 Common Stock (105140) 205000 Direct
Stock Option $37.00 2015-02-17 Common Stock (39820) 244820 Direct
Stock Option $36.24 2016-01-25 Common Stock (42690) 287510 Direct
Stock Option $23.37 2018-02-21 Common Stock (44000) 331510 Direct

Footnotes

F1: ESOP Earning Allocation.

F2: Dividend Reinvestment.

F3: The option is fully exercisable.

F4: The option vests in 5 equal annual installments beginning 1/25/07.

F5: The option vests in 5 equal annual installments beginning 2/21/09.