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CATHAY GENERAL BANCORP — Director's Dealing 2011
Feb 10, 2011
31304_dirs_2011-02-10_a3dc1c1a-c5e0-432e-8543-4b50fc92912b.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2010-12-31
Reporting Person: TANG ANTHONY M (Director, Senior EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-31 | Common Stock | J | 334.6 | $10.4285 | Acquired | 88520 | Indirect |
| 2010-03-10 | Common Stock | J | 280.465 | $9.3131 | Acquired | 262200.53 | Indirect |
| 2010-06-10 | Common Stock | J | 249.523 | $10.4792 | Acquired | 262200.53 | Indirect |
| 2010-09-10 | Common Stock | J | 277.083 | $9.4459 | Acquired | 262200.53 | Indirect |
| 2010-12-10 | Common Stock | J | 193.579 | $13.5349 | Acquired | 262200.53 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 350584 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $15.0475 | 2011-01-18 | Common Stock (26360) | 26360 | Direct |
| Stock Option | $16.275 | 2012-02-21 | Common Stock (26000) | 52360 | Direct |
| Stock Option | $19.925 | 2013-01-16 | Common Stock (47500) | 99860 | Direct |
| Stock Option | $24.80 | 2013-11-20 | Common Stock (105140) | 205000 | Direct |
| Stock Option | $37.00 | 2015-02-17 | Common Stock (39820) | 244820 | Direct |
| Stock Option | $36.24 | 2016-01-25 | Common Stock (42690) | 287510 | Direct |
| Stock Option | $23.37 | 2018-02-21 | Common Stock (44000) | 331510 | Direct |
Footnotes
F1: ESOP Earning Allocation.
F2: Dividend Reinvestment.
F3: The option is fully exercisable.
F4: The option vests in 5 equal annual installments beginning 1/25/07.
F5: The option vests in 5 equal annual installments beginning 2/21/09.
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