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CATHAY GENERAL BANCORP Director's Dealing 2011

Feb 10, 2011

31304_dirs_2011-02-10_756a0c46-13a5-4134-8363-dfa7ae6cc4ee.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2011-02-08

Reporting Person: CHAN KELLY L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-02-08 Common Stock J 144 Disposed 13040 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 90680 Direct
Common Stock 9800 Indirect
Common Stock 58288 Indirect
Common Stock 27096 Indirect
Common Stock 200000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $16.275 2012-02-21 Common Stock (2000) 2000 Direct
Stock Option $19.925 2013-01-16 Common Stock (3800) 5800 Direct
Stock Option $24.80 2013-11-20 Common Stock (11000) 16800 Direct
Stock Option $37.00 2015-02-17 Common Stock (3500) 20300 Direct
Stock Option $36.24 2016-01-25 Common Stock (3500) 23800 Direct
Stock Option $23.37 2018-02-21 Common Stock (3500) 27300 Direct

Footnotes

F1: Transferred to child who reached the age of majority.

F2: The option is fully exercisable.

F3: The option vests in 5 equal annual installments beginning 2/21/09.