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CATHAY GENERAL BANCORP — Director's Dealing 2011
Jun 10, 2011
31304_dirs_2011-06-10_941b8862-dc87-4973-81a4-bea9d8f962d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2011-06-09
Reporting Person: CHUNG NELSON (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-09 | Common Stock | P | 10000 | $14.99 | Acquired | 10000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $36.24 | 2016-01-25 | Common Stock (3500) | 3500 | Direct |
| Stock Option | $23.37 | 2018-02-21 | Common Stock (3500) | 7000 | Direct |
Footnotes
F1: The option is fully exercisable.
F2: The option vests in 5 equal annual installments beginning 2/21/09.
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