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CATHAY GENERAL BANCORP Director's Dealing 2011

Jan 12, 2011

31304_dirs_2011-01-12_dca7de9a-551e-4140-b446-fc889976d56a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2011-01-11

Reporting Person: LEE PATRICK (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-01-11 Common Stock M 2000 $15.0475 Acquired 2000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-01-11 Stock Option $15.0475 M 2000 Disposed 2011-01-18 Common Stock (0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 232730 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $16.275 2012-02-21 Common Stock (2000) 2000 Direct
Stock Option $19.925 2013-01-16 Common Stock (3800) 5800 Direct
Stock Option $24.80 2013-11-20 Common Stock (11000) 16800 Direct
Stock Option $37.00 2015-02-17 Common Stock (3500) 20300 Direct
Stock Option $36.24 2016-01-25 Common Stock (3500) 23800 Direct
Stock Option $23.37 2018-02-21 Common Stock (3500) 27300 Direct

Footnotes

F1: The option is fully exercisable.

F2: The option vests in 5 equal annual installments beginning 1/25/07.

F3: The option vests in 5 equal annual installments beginning 2/21/09.