Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CATHAY GENERAL BANCORP Director's Dealing 2011

Feb 10, 2011

31304_dirs_2011-02-10_ebdad8f3-511f-4fe9-b95b-8f945bc001c2.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2010-12-31

Reporting Person: TARTAGLIA THOMAS G (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-12-31 Common Stock J 43.75 $10.4285 Acquired 11197 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 68462 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $15.0475 2011-01-18 Common Stock (800) 800 Direct
Stock Option $16.275 2012-01-21 Common Stock (1200) 2000 Direct
Stock Option $19.925 2013-01-16 Common Stock (3040) 5040 Direct
Stock Option $24.80 2013-11-20 Common Stock (11000) 16040 Direct
Stock Option $37.00 2015-02-17 Common Stock (3500) 19540 Direct
Stock Option $36.24 2016-01-25 Common Stock (3500) 23040 Direct
Stock Option $23.37 2018-02-21 Common Stock (3500) 26540 Direct

Footnotes

F1: ESOP Earning Allocation.

F2: 468 shares were distributed from ESOP to the reporting person on 12/6/10, and subsequently transferred to his Trust account on 12/16/10.

F3: The option is fully exercisable.

F4: The option vests in 5 equal annual installments beginning 1/25/07.

F5: The option vests in 5 equal annual installments beginning 2/21/09.