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CATHAY GENERAL BANCORP Director's Dealing 2011

Dec 16, 2011

31304_dirs_2011-12-16_77efac58-a60e-43eb-b88b-1fb5cf44e9c7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2011-12-15

Reporting Person: WONG IRWIN (EVP - Branch Administration)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-12-15 Restricted Stock Units $ A 4774 Acquired Common Stock (4774) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10496.46 Direct
Common Stock 16678 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $16.275 2012-02-21 Common Stock (11088) 11088 Direct
Stock Option $19.925 2013-01-16 Common Stock (30064) 41152 Direct
Stock Option $24.80 2013-11-20 Common Stock (143040) 184192 Direct
Stock Option $37.00 2015-02-17 Common Stock (32580) 216772 Direct
Stock Option $36.24 2016-01-25 Common Stock (31000) 247772 Direct
Stock Option $23.37 2018-02-21 Common Stock (20000) 267772 Direct
Restricted Stock Units $ Common Stock (3840) 271612 Direct

Footnotes

F1: Includes 15.331 shares acquired through dividend reinvestment year-to-date.

F2: The option is fully exercisable.

F3: The option vests in 5 equal annual installments beginning 2/21/09.

F4: Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.

F5: These restricted stock units are scheduled to vest in a single installment on March 23, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.

F6: These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.