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CATHAY GENERAL BANCORP Director's Dealing 2011

Feb 10, 2011

31304_dirs_2011-02-10_4999cf61-383e-4882-b1f4-fa2184c1348a.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2010-12-31

Reporting Person: WONG IRWIN (EVP - Branch Administration)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-03-10 Common Stock J 5.607 $9.3131 Acquired 10481.13 Direct
2010-06-10 Common Stock J 4.988 $10.4792 Acquired 10481.13 Direct
2010-09-10 Common Stock J 5.538 $9.4459 Acquired 10481.13 Direct
2010-12-10 Common Stock J 3.87 $13.5349 Acquired 10481.13 Direct
2010-12-31 Common Stock J 63.1264 $10.4285 Acquired 16678 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $15.0475 2011-01-18 Common Stock (6448) 6448 Direct
Stock Option $16.275 2012-02-21 Common Stock (11088) 17536 Direct
Stock Option $19.925 2013-01-16 Common Stock (30064) 47600 Direct
Stock Option $24.80 2013-11-20 Common Stock (143040) 190640 Direct
Stock Option $37.00 2015-02-17 Common Stock (32580) 223220 Direct
Stock Option $36.24 2016-01-25 Common Stock (31000) 254220 Direct
Stock Option $23.37 2018-02-21 Common Stock (20000) 274220 Direct

Footnotes

F1: Dividend Reinvestment.

F2: ESOP Earning Allocation.

F3: The option is fully exercisable.

F4: The option vests in 5 equal annual installments beginning 1/25/07.

F5: The option vests in 5 equal annual installments beginning 2/21/09.