AI assistant
Sending…
CATHAY GENERAL BANCORP — Director's Dealing 2010
Nov 4, 2010
31304_dirs_2010-11-04_bed92efc-ad3b-4d16-b39b-5e9ed309b997.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2010-11-03
Reporting Person: CHENG DUNSON K (Director, Chairman, President, & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-03 | Common Stock | G | 7500 | — | Disposed | 388721.68 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 101550 | Indirect |
| Common Stock | 239308 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $15.0475 | 2011-01-18 | Common Stock (74160) | 74160 | Direct |
| Stock Option | $16.275 | 2012-02-21 | Common Stock (79320) | 153480 | Direct |
| Stock Option | $19.925 | 2013-01-16 | Common Stock (153060) | 306540 | Direct |
| Stock Option | $24.80 | 2013-11-20 | Common Stock (246940) | 553480 | Direct |
| Stock Option | $37.00 | 2015-02-17 | Common Stock (154940) | 708420 | Direct |
| Stock Option | $32.47 | 2015-03-22 | Common Stock (245060) | 953480 | Direct |
| Stock Option | $33.54 | 2015-05-12 | Common Stock (264694) | 1218174 | Direct |
| Stock Option | $36.24 | 2016-01-25 | Common Stock (154940) | 1373114 | Direct |
| Stock Option | $23.37 | 2018-02-21 | Common Stock (154970) | 1528084 | Direct |
| Stock Option | $23.37 | 2018-02-21 | Common Stock (100000) | 1628084 | Direct |
Footnotes
F1: Includes 242.06 shares acquired through dividend reinvestment year-to-date.
F2: The option is fully exercisable.
F3: The option vests in 5 equal annual installments beginning 1/25/07.
F4: The option vests in 5 equal annual installments beginning 2/21/09.
F5: The option vests in 2 equal annual installments beginning 2/21/09
More from CATHAY GENERAL BANCORP
Board/Management Information
2026
May 22
Declaration of Voting Results & Voting Rights Announcements
2026
May 19
Interim / Quarterly Report
2026
May 8
Major Shareholding Notification
2026
Apr 29
Major Shareholding Notification
2026
Apr 29
Transaction in Own Shares
2026
Apr 23
Earnings Release
2026
Apr 22
Proxy Solicitation & Information Statement
2026
Apr 16
Major Shareholding Notification
2026
Mar 26
Annual Report
2026
Feb 28