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CATHAY GENERAL BANCORP Director's Dealing 2010

Nov 4, 2010

31304_dirs_2010-11-04_bed92efc-ad3b-4d16-b39b-5e9ed309b997.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2010-11-03

Reporting Person: CHENG DUNSON K (Director, Chairman, President, & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-11-03 Common Stock G 7500 Disposed 388721.68 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 101550 Indirect
Common Stock 239308 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $15.0475 2011-01-18 Common Stock (74160) 74160 Direct
Stock Option $16.275 2012-02-21 Common Stock (79320) 153480 Direct
Stock Option $19.925 2013-01-16 Common Stock (153060) 306540 Direct
Stock Option $24.80 2013-11-20 Common Stock (246940) 553480 Direct
Stock Option $37.00 2015-02-17 Common Stock (154940) 708420 Direct
Stock Option $32.47 2015-03-22 Common Stock (245060) 953480 Direct
Stock Option $33.54 2015-05-12 Common Stock (264694) 1218174 Direct
Stock Option $36.24 2016-01-25 Common Stock (154940) 1373114 Direct
Stock Option $23.37 2018-02-21 Common Stock (154970) 1528084 Direct
Stock Option $23.37 2018-02-21 Common Stock (100000) 1628084 Direct

Footnotes

F1: Includes 242.06 shares acquired through dividend reinvestment year-to-date.

F2: The option is fully exercisable.

F3: The option vests in 5 equal annual installments beginning 1/25/07.

F4: The option vests in 5 equal annual installments beginning 2/21/09.

F5: The option vests in 2 equal annual installments beginning 2/21/09