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CATHAY GENERAL BANCORP — Director's Dealing 2010
Feb 12, 2010
31304_dirs_2010-02-12_f890c93c-605b-47a0-8b05-3cca4865432f.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: CATHAY GENERAL BANCORP (CATY)
CIK: 0000861842
Period of Report: 2009-12-31
Reporting Person: WONG IRWIN (EVP - Branch Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-01-21 | Common Stock | J | 29.014 | $18.5984 | Acquired | 10461.13 | Direct |
| 2009-05-14 | Common Stock | J | 35.652 | $11.6083 | Acquired | 10461.13 | Direct |
| 2009-08-20 | Common Stock | J | 5.464 | $9.533 | Acquired | 10461.13 | Direct |
| 2009-12-08 | Common Stock | J | 6.652 | $7.5005 | Acquired | 10461.13 | Direct |
| 2009-12-31 | Common Stock | J | 265 | $11.8101 | Acquired | 16615 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $10.625 | 2010-01-20 | Common Stock (3576) | 3576 | Direct |
| Stock Option | $15.0475 | 2011-01-18 | Common Stock (6448) | 10024 | Direct |
| Stock Option | $16.275 | 2012-02-21 | Common Stock (11088) | 21112 | Direct |
| Stock Option | $19.925 | 2013-01-16 | Common Stock (30064) | 51176 | Direct |
| Stock Option | $24.80 | 2013-11-20 | Common Stock (143040) | 194216 | Direct |
| Stock Option | $37.00 | 2015-02-17 | Common Stock (32580) | 226796 | Direct |
| Stock Option | $36.24 | 2016-01-25 | Common Stock (31000) | 257796 | Direct |
| Stock Option | $23.37 | 2018-02-21 | Common Stock (20000) | 277796 | Direct |
Footnotes
F1: Dividend Reinvestment.
F2: ESOP Earning Allocation.
F3: The option is fully exercisable.
F4: The option vests in 5 equal annual installments beginning 2/17/06.
F5: The option vests in 5 equal annual installments beginning 1/25/07.
F6: The option vests in 5 equal annual installments beginning 2/21/09.
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