CATERPILLAR INC — Director's Dealing 2026

Feb 17, 2026

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATERPILLAR INC (CAT)
CIK: 0000018230
Period of Report: 2026-02-13

Reporting Person: Fassino Anthony D. (Group President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2026-02-13	Common Stock	M	11000	$219.76	Acquired	57643	Direct
2026-02-13	Common Stock	F	3109	$777.41	Disposed	54534	Direct
2026-02-13	Common Stock	S	7891	$776.90	Disposed	46643	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2026-02-13	Employee Stock Options	$219.76	M	11000	Disposed	2031-03-01	Common Stock (11000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1502	Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $776.69 to $777.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: The information in this report is based on a 401(k) plan statement dated as of January 31, 2026.

F3: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 1, 2021 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date.